(Revision Approved by the State Council on December 
                    12,  1992  and Promulgated by the Patent Office of the  
                    People's  Republic  of  China on December 21, 1992)
                    
  (Translated by the Patent Office of the 
                      People's Republic of China.  In case of discrepancy, the original 
                      version in Chinese shall prevail.)
                         
                               TABLE OF CONTENTS
                       * This Table of Contents was established for the convenience 
                        of the reader by the Patent Laws Research Institute of the Chinese  
                        Patent  Office.  The text of the Implementing Regulations of the 
                        Patent  Law  approved  by  the State Council does not 
                        contain such a table and the rules have  no  titles in the 
                        Regulations. 
                       CHAPTER 
                        I     GENERAL PROVISIONS 
                        Rule 
                        1 Basis of the 
                        Implementing Regulations 
                        2 Definitions of Invention, Utility Model and 
                        Design 
                        3 Requirement of Written Form for Procedures 
                        4 Language of 
                        Documents 
                        5 Filing and Service of Documents 
                        6 Computation of Time 
                        Limits 
                        7 Restoration of Right and Extension of Time Limit 
                        8 
                        Applications Relating to State Security 
                        9 Meaning of Date of 
                        Filing 
                        10 Service Inventions-Creations 
                        11 Inventors and 
                        Creators 
                        12 Prohibition of Double Patenting 
                        13 Record of Patent 
                        License Contract 
                        14 Designation of Foreign-Related Patent Agency 
                        15 
                        Dispute Concerning Right to Patent and Patent Ownership 
                         
                        CHAPTER 
                          II    APPLICATION FOR PATENT 
                        16 Application 
                        Document; Appointment of Patent Agency 
                        17 Request 
                        18 
                        Description 
                        19 Drawings 
                        20 Claims 
                        21 Independent Claim and 
                        Dependent Claim 
                        22 Form of Independent Claim 
                        23 Form of Dependent 
                        Claim 
                        24 Abstract 
                        25 Deposit of Sample of Micro-Organism 
                        26 
                        Request for Use of Sample of Micro-Organism 
                        27 Drawings or Photographs 
                        of Design 
                        28 Brief Explanation of Design 
                        29 Sample or Model of 
                        Product Incorporating a Design 
                        30 Existing Technology 
                        31 Claiming 
                        Grace Period 
                        32 Claiming Right of Priority 
                        33 Claiming One or More 
                        Priorities; Claiming Domestic Priority 
                        34 Documents Required for 
                        Claiming Foreign Priority 
                        35 Unity of Invention and Utility Model 
                        36 
                        Unity of Design 
                        37 Withdrawal of Patent Application 
                            
                        CHAPTER 
                          III EXAMINATION AND APPROVAL OF APPLICATION FOR PATENT 
                        38 
                        Exclusion 
                        39 Notification of Date of Filing and Filing Number 
                        40 
                        Unacceptable Patent Application 
                        41 Belated Furnishing of Drawings 
                        42 
                        Filing of Divisional Application 
                        43 Date of Filing and Date of Priority 
                        of Divisional Application 
                        44 Preliminary Examination 
                        45 Submission 
                        of Other Related Documents 
                        46 Early Publication of Patent 
                        Application 
                        47 Classification of Products Incorporating the 
                        Design 
                        48 Observations on Application for Patent for Invention 
                        49 
                        Documents Concerning Search or Results of Examination to Be 
                        Furnished  Later 
                        50 Examination by the Patent Office on its Own 
                        Initiative 
                        51 Time for Amending Patent Application 
                        52 Form of 
                        Amending Patent Application 
                        53 Grounds for Rejecting Application for 
                        Patent for Invention 
                        54 Grant of Patent Right 
                        55 Grounds for 
                        Revocation 
                        56 Request for Revocation 
                        57 Examination of Request for 
                        Revocation 
                        58 Patent Reexamination Board 
                        59 Request for 
                        Reexamination 
                        60 Rectification of Request for Reexamination 
                        61 
                        Pre-Examination by Former Examination Department 
                        62 Examination of 
                        Request for Reexamination 
                        63 Withdrawal of Request for 
                        Reexamination 
                        64 Correction of Mistakes by the Patent Office 
                         
                        CHAPTER 
                          IV INVALIDATION OF PATENT RIGHT 
                        65 Request for Invalidation 
                        66 
                        Rectification of Request for Invalidation; Grounds for Request for  
                        Invalidation 
                        67 Observations by the Patentee 
                         
                        CHAPTER 
                          V COMPULSORY LICENSE FOR EXPLOITATION OF PATENT 
                        68 Request for 
                        Compulsory License; Observations by the Patentee; Grant of  
                        Compulsory License 
                        69 Adjudication of Fees for Exploitation 
                         
                        CHAPTER 
                          VI REWARDS TO INVENTOR OR CREATOR OF SERVICE INVENTION-CREATION 
                        70 
                        Rewards 
                        71 Money Prize 
                        72 Remuneration Drawn from Profits of 
                        Exploitation 
                        73 Remuneration Drawn from Exploitation fee of 
                        License 
                        74 Disbursement of Remunerations 
                        75 Applicability to 
                        Entities Owning Patent Right 
                         
                        CHAPTER 
                          VII ADMINISTRATIVE AUTHORITY FOR PATENT AFFAIRS 
                        76 Administrative 
                        Authority for Patent Affairs 
                        77 Function of Administrative Authority 
                        for Patent Affairs to Settle Patent Disputes; Prescription 
                        78 
                        Punishment for Act of Passing Off 
                        79 Jurisdiction of Trans-departmental 
                        or Trans-regional Infringement Disputes 
                         
                        CHAPTER 
                          VIII PATENT REGISTER AND PATENT GAZETTE 
                        80 Patent 
                        Registration 
                        81 Patent Gazette 
                         
                        CHAPTER 
                          IX    FEES 
                        82 Kinds of Fees 
                        83 Methods of Payment 
                        of Fees 
                        84 Time Limit for Payment of Application Fee 
                        85 Time Limit 
                        for Payment of Fees Relating to Examination, Reexamination, Restoration of 
                        Right and Revocation 
                        86 Time Limit for Payment of Application 
                        Maintenance Fee 
                        87 Time Limit for Payment of Patent Registration Fee 
                        and Annual Fee 
                        88 Grace Period for Application Maintenance Fee and 
                        Annual Fee 
                        89 Time Limit for Payment of Other Fees 
                        90 Reduction or 
                        Postponement of Payment of Fees 
                         
                        CHAPTER 
                          X SUPPLEMENTARY PROVISIONS 
                        91 Inspection, Copy and Keeping of 
                        Files 
                        92 Prescribed Form of Documents; Changes in the Bibliographic 
                        Data 
                        93 Sending of Documents by Mail 
                        94 Formal Requirements for 
                        Application Documents 
                        95 Interpretation of the Implementing 
                        Regulations 
                        96 Date of Entry into Force and Transitional Provisions 
                       CHAPTER I 
                        GENERAL 
                        PROVISIONS 
                         Rule 1.  These Implementing Regulations are 
                      drawn up in accordance with the Patent Law of the People's Republic of 
                      China ( hereinafter referred to as the Patent Law). 
                       
                           Rule 
                        2. "Invention" in the Patent Law means any new technical solution 
                      relating to a product, a process or improvement thereof. 
                           "Utility 
                      model" in the Patent Law means any new technical solution relating to the 
                      shape, the structure, or their combination, of a product, which is fit for 
                      practical use. 
                           "Design" in the Patent Law means any new design of 
                      the shape, pattern, color, or their combination, of a product, which 
                      creates an aesthetic feeling and is fit for industrial 
                      application. 
                       
                           Rule 3. Any proceedings provided for by 
                      the Patent Law and these Implementing Regulations shall be conducted in a 
                      written form. 
                         Rule 4. Any document submitted under the Patent 
                      Law and these Implementing Regulations shall be in Chinese. The standard 
                      scientific and technical terms shall be used if, there is a prescribed one 
                      set forth by the State. Where no generally accepted translation in Chinese 
                      can be found for a foreign name or scientific or technical term, the one 
                      in the original language shall be also indicated. 
                           Where any 
                      certificate and certified document submitted in accordance with the Patent 
                      Law and these Implementing Regulations are in foreign languages, and where 
                      the Patent Office deems it necessary, it may request a Chinese translation 
                      of the certificate and the certified document to be submitted within a 
                      specified time limit; where the translation is not submitted within the 
                      specified time limit, the certificate and certified document shall be 
                      deemed not to have been submitted. 
                       
                           Rule 5. For any 
                      document sent by mail to the Patent Office, the date of mailing indicated 
                      by the postmark on the envelope shall be presumed to be the date of 
                      filing. If the date of mailing indicated by the postmark on the envelope 
                      is illegible, the date on which the Patent Office receives the document 
                      shall be the date of filing, except where the date of mailing is proved by 
                      the addressor. 
                           Any document of the Patent Office may be served by 
                      mail, by personal delivery or by public announcement. Where any party 
                      concerned appoints a patent agency, the document shall be sent to the 
                      patent agency; where no patent agency is appointed, the document shall be 
                      sent to the person first named in the request or to the representative. If 
                      such person refuses to accept the document, it shall be presumed to have 
                      been served. 
                           For any document sent by mail by the Patent Office, 
                      the 16th day from the date of mailing shall he presumed to be the date on 
                      which the addressee receives the document. 
                           For any document which 
                      shall be delivered personally in accordance with the prescription of the 
                      Patent Office, the date of delivery is the date on which the addressee 
                      receives the document. 
                           Where the address of a document is not 
                      clear and cannot be sent by mail, the document may be served by making an 
                      announcement in the Patent Gazette. At the expiration of one month from 
                      the date of the announcement, the document shall be presumed to have been 
                      served. 
                       
                           Rule 6. The first day of any time limit 
                      prescribed in the Patent Law and these Implementing Regulations shall not 
                      be counted. Where a time limit is counted by year or by month, it shall 
                      expire on the corresponding day of the last month; if there is no 
                      corresponding day in that month, the time limit shall expire on the last 
                      day of that month. 
                           If a time limit expires on an official holiday, 
                      the time limit shall expire on the first working day after that official 
                      holiday. 
                       
                           Rule 7. Where a time limit prescribed in the 
                      Patent Law or these Implementing Regulations or specified by the Patent 
                      Office is not observed because of force majeure, resulting the loss of any 
                      right on the part of the party concerned, he or it shall, within two 
                      months from the date on which the impediment is removed, at the latest 
                      within two years immediately following the expiration of that time limit, 
                      state the reasons, together with relevant supporting documents and request 
                      the Patent Office to restore his or its rights. 
                           Where a time limit 
                      prescribed in the Patent Law or these Implementing Regulations or 
                      specified by the Patent Office is not observed because of any justified 
                      reason, resulting the loss of any right on the part of the party 
                      concerned, he or it shall, within two months from the date of receipt of a 
                      notification from the Patent Office, state the reasons and request the 
                      Patent Office to restore his or its rights. 
                           Where the party 
                      concerned makes a request for an extension of a time limit specified by 
                      the Patent Office, he or it shall, before the time limit expires, state 
                      the reasons to the Patent Office and complete the relevant 
                      procedures. 
                           The provisions of paragraphs one and two of this Rule 
                      shall not be applicable to the time limits referred to in Articles 24, 29, 
                      41, 45 and 61 of the Patent Law. 
                           The provisions of paragraph two 
                      of this Rule shall not be applicable to the time limit referred to in Rule 
                      88 of these Implementing Regulations. 
                       
                           Rule 8. Where the 
                      invention for which a patent is applied for by the entity of the national 
                      defence system relates to the security of the State concerning national 
                      defence and is required to be kept secret, the application for patent 
                      shall be filed with the patent organization set up by the competent 
                      department of science and technology of national defence under the State 
                      Council. Where any application for patent for invention relating to the 
                      secrets of the State concerning national defence and requiring to be kept 
                      classified is received by the Patent Office, the Patent Office shall 
                      transfer the application to the said patent organization. The Patent 
                      Office shall make a decision on the basis of the observations of the 
                      examination of the application presented by the said patent 
                      organization. 
                           Subject to the preceding paragraph, the, Patent 
                      Office, after receipt of an application for patent for invention which is 
                      required to be examined for the purpose of security, shall send it to the 
                      competent department concerned if the State Council for examination. The 
                      said department shall, within four months from receipt of the application, 
                      send a report on the results of the examination to the Patent Office. 
                      Where the invention for which a patent is applied for is required to be 
                      kept classified, the Patent Office shall handle it as an application for 
                      secret patent and notify the applicant accordingly. 
                       
                           Rule 
                        9. The date of filing referred to in the Patent Law, except that 
                      mentioned in Articles 28 and 45, means the priority date where a right of 
                      priority is claimed. 
                           The date of filing referred to in these 
                      Implementing Regulations means the date on which the application for 
                      patent is filed with the Patent Office. 
                       
                           Rule 10. " 
                      Service invention-creation made by a person in execution of the tasks of 
                      the entity to which he belongs " mentioned in Article 6 of the Patent Law 
                      refers to any invention-creation made: 
                           (1) in the course of 
                      performing his own duty; 
                           (2) in execution of any task, other than 
                      his own duty, which was entrusted to him by the entity to which he 
                      belongs; 
                           (3) within one year from his resignation, retirement or 
                      change of work, where the invention- creation relates to his own duty or 
                      the other task entrusted to him by the entity to which he previously 
                      belonged. 
                           " Material means of the entity" mentioned in Article 6 
                      of the Patent Law refers to entity's money, equipment, spare parts, raw 
                      materials, or technical data which are not to be disclosed to the 
                      public. 
                       
                           Rule 11. "Inventor" or "creator" mentioned in 
                      the Patent Law refers to any person who has made creative contributions to 
                      the substantive features of the invention-creation. Any person who, during 
                      the course of accomplishing the invention-creation, is responsible only 
                      for organization work, or who offers facilities for making use of material 
                      means, or who takes part in other auxiliary frunctions, shall not be 
                      considered as inventor or creator. 
                       
                           Rule 12. For any 
                      identical invention-creation, only one patent right shall be 
                      granted. 
                           Two or more applicants who file, on the same day, 
                      applications for patent for the identical invention-creation, as provided 
                      for in Article 9 of the Patent Law, shall, after receipt of a notification 
                      from the Patent Office, hold consultation among themselves to decide the 
                      person or persons who shall be entitled to file the 
                      application. 
                       
                           Rule 13. Any license contract for 
                      exploitation of the patent which has been concluded by the patentee with 
                      an entity or individual shall, within three months from the date of entry 
                      into force of the contract, be submitted to the Patent Office for 
                      record. 
                       
                           Rule 14. "The patent agency" referred to in 
                      Article 19, Paragraph one, and Article 20 of the Patent Law shall, on the 
                      authorization of the State Council, be designated by the Patent 
                      Office. 
                       
                           Rule 15. Where any dispute arises concerning 
                      the right to apply for a patent for an invention- creation or the right to 
                      own a patent right which has been granted, any of the parties concerned 
                      may request the administrative authority for patent affairs to handle the 
                      matter or may institute legal proceedings in the people's court. 
                           
                      Any party to a dispute concerning the right to apply for a patent or the 
                      right to own a patent right which is pending before the administrative 
                      authority for patent affairs or the people's court, may request the Patent 
                      Office to suspend the relevant procedures. 
                           Any party requesting 
                      suspension of the procedure before the Patent Office in accordance with 
                      the preceding paragraph, shall submit a request to the Patent Office, 
                      together with the relevant document of the administrative authority for 
                      patent affairs or the people's court before which the dispute is 
                      pending. 
                      
                    CHAPTER II 
                      APPLICATION FOR 
                      PATENT 
                         Rule 16. Anyone who applies for a patent shall 
                      submit application documents in two copies. 
                           Any applicant who 
                      appoints a patent agency for filing an application for a patent with, or 
                      for dealing with other patent matters before, the Patent Office, shall 
                      submit a power of attorney indicating the scope of the power 
                      entrusted. 
                       
                           Rule 17. Other related matters mentioned in 
                      Article 26, paragraph two, of the Patent Law refer to: 
                           (1) the 
                      nationality of the applicant; 
                           (2) where the applicant is an 
                      enterprise or other organization, the name of the country in which the 
                      applicant has the principal business office; 
                           (3) where the 
                      applicant has appointed a patent agency, the relevant matters which should 
                      be indicated; 
                           (4) where the priority of an earlier application is 
                      claimed, the relevant matters which should be indicated; 
                           (5) the 
                      signature or seal of the applicant or the patent agency; 
                           (6) a 
                      list of the documents constituting the application; 
                           (7) a list of 
                      the documents appending the application; 
                           (8) any other related 
                      matter which needs to be indicated. 
                           Where there are two or more 
                      applicants and where they have not appointed a patent agency, they shall 
                      designate a representative. 
                       
                           Rule 18. The description of 
                      an application for a patent for invention or utility model shall be 
                      presented in the following manner and order: 
                           (1) state the title 
                      of the invention or utility model as appearing in the request; 
                           (2) 
                      specify the technical field to which the invention or utility model 
                      relates; 
                           (3) indicate the background art which, as far as known to 
                      the applicant, can be regarded as useful for the understanding, searching 
                      and examination of the invention or utility model, and cite the documents 
                      reflecting such art; 
                           (4) specify the purpose which the invention 
                      or utility model is designed to fulfill; 
                           (5) disclose the 
                      technical solution of the invention or utility model, as claimed, in such 
                      terms that a person having ordinary skill in the art can understand it and 
                      fulfill the purpose of the invention or utility model; 
                           (6) state 
                      the advantageous effects of the invention or utility model, with reference 
                      to the background art; 
                           (7) briefly describe the figures in the 
                      drawings, if any; 
                           (8) describe in detail the best mode 
                      contemplated by the applicant for carrying out the invention or utility 
                      model; this shall be done in terms of examples, where appropriate, and 
                      with reference to the drawings, if any. 
                           The manner and order 
                      mentioned in the preceding paragraph shall be observed by the applicant of 
                      a patent for invention or a patent for utility model, unless, because of 
                      the nature of the invention or utility model, a different manner or order 
                      would afford a better understanding and a more economical 
                      presentation. 
                           The description of the invention or utility model 
                      shall not contain such references to the claims as: "as described in 
                      part-- -- - of the claim", nor shall it contain commercial 
                      advertising. 
                       
                           Rule 19. The same sheet of drawings may 
                      contain several figures of the invention or utility model, and the 
                      drawings shall be numbered and arranged in numerical order consecutively 
                      as "Figure 1, Figure 2, - - - - - - ". 
                           The scale and the 
                      distinctness of the drawings shall be such that a reproduction with a 
                      linear reduction in size to two-thirds would still enable all details to 
                      be clearly distinguished. 
                           Drawing reference signs not appearing in 
                      the text of the description of the invention or utility model shall not 
                      appear in the drawings. Drawing reference signs not appearing in the 
                      drawings shall not appear in the text of the description. Drawing 
                      reference signs for the same composite part used in an application 
                      document shall be consistent throughout. 
                           The drawings shall not 
                      contain any other explanatory notes, except words which are 
                      indispensable. 
                       
                           Rule 20. The claims shall define clearly 
                      and concisely the matter for which protection is sought in terms of the 
                      technical features of the invention or utility model. 
                           If there are 
                      several claims, they shall be numbered consecutively in Arabic 
                      numerals. 
                           The technical terminology used in the claims shall be 
                      consistent with that used in the description. The claims may contain 
                      chemical or mathematical formulae but no drawings. They shall not, except 
                      where absolutely necessary, contain such references to the description or 
                      drawings as: "as described in part --- -- - of the description", or "as 
                      illustrated in figure - - - - - - of the drawings". 
                           The technical 
                      features mentioned in the claims may, in order to facilitate quicker 
                      understanding of the claim, make reference to the corresponding reference 
                      signs in the drawings of the description. Such reference signs shall 
                      follow the corresponding technical features and be placed between 
                      parentheses. They shall not be construed as limiting the 
                      claims. 
                       
                           Rule 21. The claims shall have an independent 
                      claim, and may also contain dependent claims. 
                           An independent claim 
                      shall outline the technical solution of an invention or utility model and 
                      describe the indispensable technical features necessary for fulfilling the 
                      purpose of the invention or utility model. 
                           A dependent claim shall 
                      further define the claim which it refers to by additional features which 
                      it is desired to protect. 
                       
                           Rule 22. An independent claim 
                      of an invention or utility model shall contain a preamble portion and a 
                      characterizing portion, and be presented in the following form: 
                           
                      (1) a preamble portion,indicating the title of the claimed subject matter 
                      of the invention or utility model, and those technical features of the 
                      invention or utility model which are necessary for the definition of the 
                      claimed subject matter but which, in combination, are part of the prior 
                      art; 
                           (2) a characterizing portion, stating, in such words as 
                      "characterized in that - -- - " or in similar expressions, the technical 
                      features of the invention or utility model, which distinguish it from the 
                      prior art. These features, in combination with the features stated in the 
                      preamble portion, served to define the scope of protection of the 
                      invention or utility model. 
                           Independent claims may be presented in 
                      any other form, where it is not appropriate, according to the nature of 
                      the invention or utility model, to present them in the form prescribed in 
                      the preceding paragraph. 
                           Each invention or utility model shall 
                      have only one independent claim, which shall precede all the dependent 
                      claims relation to the same invention or utility model. 
                       
                           Rule 23. A dependent claim of an invention or utility model shall 
                      contain a reference portion and a characterizing portion, and be presented 
                      in the following form: 
                           (1) a reference portion, indicating the 
                      serial number(s) of the claim(s) referred to, and the title of the subject 
                      matter; 
                           (2) a characterizing portion, stating the additional 
                      technical features of the invention or utility model. 
                           A dependent 
                      claim referring to one or more other claims shall refer only to the 
                      preceding claim or claims. A multiple dependent claim which refers to more 
                      than one other claim shall not serve as a basis for any other multiple 
                      dependent claim. 
                       
                           Rule 24. The abstract shall indicate 
                      the technical field to which the invention or utility model pertains, the 
                      technical problems to be solved, the essential technical features and the 
                      use or uses of the invention or utility model. The abstract may contain 
                      the chemical formula which best characterizes the invention. In an 
                      application for a patent which contains drawings, the applicant shall 
                      indicate and provide a drawing which best characterizes the invention or 
                      utility model. The scale and the distinctness of the drawings shall be 
                      such that a reproduction with a linear reduction in size to 4cm x 6cm 
                      would still enable all details to be dearly distinguished. The whole text 
                      of the abstract shall contain not more than 200 Chinese characters. There 
                      shall be no commercial advertising in the abstract. 
                       
                           Rule 
                        25. Where an application for a patent for invention concerns a new 
                      micro-organism, a micro- biological process or a product thereof and 
                      involves the use of a micro-organism which is not available to the public, 
                      the applicant shall, in addition to the other requirements provided for in 
                      the Patent Law and these Implementing Regulations, complete the following 
                      procedures. 
                           (1) deposit a sample of the micro-organism with a 
                      depository institution designated by the Patent Office before the date of 
                      filing, or, at the latest, on the date of filing, and submit,at the time 
                      of filing, or, at the latest, within three months from the filing date, a 
                      receipt of deposit and the viability proof from the depository 
                      institution; where they are not submitted within the specified time limit, 
                      the sample of the micro-organism shall be deemed not to have been 
                      deposited; 
                           (2) give in the application document relevant 
                      information of the characteristics of the micro- organism; 
                           (3) 
                      indicate, where the application relates to the deposit of the 
                      micro-organism, in the request and the description the scientific name 
                      (with its Latin name) and the name of the depository institution. the date 
                      on which the sample of the micro-organism was deposited and the accession 
                      number of the deposit; where, at the time of filing, they are not 
                      indicated, they shall be supplied within three months from the date of 
                      filing; where after the expiration of the time limit they are not 
                      supplied, the sample of the micro- organism shall be deemed not to have 
                      been deposited. 
                       
                           Rule 26. After the publication of an 
                      application for a patent for invention relating to a micro- organism, any 
                      entity or individual which or who intends to make use of the 
                      micro-organism mentioned in the application for the purpose of experiment 
                      shall make a request to the Patent Office containing the 
                      following: 
                           (1) the name and address of the entity or individual 
                      making the request; 
                           (2) an undertaking not to make the 
                      micro-organism available to any other person; 
                           (3) an undertaking 
                      to use the micro-organism for experimental purpose only before the grant 
                      of the patent right. 
                       
                           Rule 27. The size of drawings or 
                      photographs of a design submitted in accordance with the provisions of 
                      Article 27 of the Patent Law shall not be smaller than 3cm x 8cm, nor 
                      larger than 15cm x 22cm. 
                           Where an application for a patent for 
                      design seeking concurrent protection of colors is filed, a drawing or 
                      photograph in color, and a drawing or photograph in white and black, shall 
                      be submitted. 
                           The applicant shall submit, in respect of the 
                      subject matter of the product incorporating the design which is in need of 
                      protection, the relevant views and stereoscopic drawings or photographs, 
                      so as to clearly show the subject matter for which protection is 
                      sought. 
                       
                           Rule 28. Where an application for a patent for 
                      design is filed, a. brief explanation of the design shall, when necessary, 
                      be indicated. 
                           The brief explanation of the design shall include 
                      the main creative portion of the design, the colors for which protection 
                      is sought and the omission of the view of the product incorporating the 
                      design. The brief explanation shall not contain any commercial advertising 
                      and shall not be used to indicate the function and the uses of the 
                      product. 
                       
                           Rule 29. Where the Patent Office finds it 
                      necessary, it may require the applicant for a patent for design to submit 
                      a sample or model or the product incorporating the design. The volume of 
                      the sample or model submitted shall not exceed 30cm x 30cm x 30cm, and its 
                      weight shall not surpass 15 kilos. Articles easy to get rotten or broken, 
                      or articles that are dangerous may not be submitted as sample or 
                      model. 
                       
                           Rule 30. The existing technology mentioned in 
                      Article 22, paragraph three, of the Patent Law means any technology which 
                      has been publicly disclose in publications in the country or abroad, or 
                      has been publicly used or made known to the public by any other means in 
                      the country, before the date of filing (or the priority date where 
                      priority is claimed), that is, prior art. 
                       
                           Rule 31. The 
                      academic or technological meeting mentioned in item (2) of Article 24 of 
                      the Patent Law means any academic or technological meeting organized by a 
                      competent department concerned of the State Council or by a national 
                      academic or technological association. 
                           Where any application for a 
                      patent falls under the provisions of item (1) or item (2) of Article 24 of 
                      the Patent Law, the applicant shall, when filing the application, make a 
                      declaration and, within a time limit of two months from the date of 
                      filing, submit a certificate issued by the entity which organized the 
                      international exhibition or academic or technological meeting, stating 
                      that the invention-creation was in fact exhibited or made public there and 
                      also the date of its exhibition or making public. 
                           Where any 
                      application for a patent falls under the provisions of item (3) of Article 
                      24 of the Patent Law, the Patent Office may, when necessary, require the 
                      applicant to submit the relevant proof. 
                       
                           Rule 32. Where 
                      the applicant is to comply with the requirements for claiming the right of 
                      priority in accordance with Article 30 of the Patent Law, he or it shall, 
                      in his or its written declaration, indicate the date of filing and the 
                      filing number of the application which was first filed (hereinafter 
                      referred to as the earlier application) and the country in which that 
                      application was filed. If the written declaration does not contain the 
                      date of filing of the earlier application and the name of that country, 
                      the declaration shall be deemed not to have been made. 
                           Where the 
                      foreign priority is claimed, the copy of the earlier application document 
                      submitted by the applicant shall be certified by the competent authority 
                      of the foreign country; where the domestic priority is claimed, the copy 
                      of the earlier application document shall be prepared by the Patent 
                      Office. 
                       
                           Rule 33. Any applicant may claim one or more 
                      priorities for an application for a patent; where the priorities of 
                      several earlier applications are claimed, the priority period for the 
                      application shall be calculated from the earliest priority date. 
                           
                      Where any applicant claims the right of domestic priority, if the earlier 
                      application is one for a patent for invention, he or it may file an 
                      application for a patent for invention or utility model for the same 
                      subject matter; if the earlier application is one for a patent for utility 
                      model, he or it may file an application for a patent for utility model or 
                      invention for the same subject matter. But when the later application is 
                      filed, if the earlier application falls under any of the following, it may 
                      not be the basis or domestic priority. 
                           (1) where it has claimed 
                      foreign or domestic priority; 
                           (2) where it has been granted a 
                      patent right; 
                           (3) where it is a divisional application filed as 
                      prescribed. 
                           Where the domestic priority is claimed, the earlier 
                      application shall be deemed to be withdrawn from the date on which the 
                      later application is filed. 
                       
                           Rule 34. Where an 
                      application for a patent is filed or the right of foreign priority is 
                      claimed by any applicant having no habitual residence or business office 
                      in China, the Patent Office may, when necessary, require the applicant to 
                      submit the following documents: 
                           (1) a certificate concerning the 
                      nationality of the applicant; 
                           (2) a certificate concerning the 
                      seat of the business office or the headquarters, if the applicant is an 
                      enterprise or other organization; 
                           (3) a testimonial showing that 
                      the country, to which the foreigner, foreign enterprise or other foreign 
                      organization belongs, recognizes that Chinese citizens and entities are, 
                      under the same conditions applied to its nationals, entitled to patent 
                      right, right of priority and other related rights in that 
                      country. 
                       
                           Rule 35. Two or more inventions or utility 
                      models belonging, to a single general inventive concept which may be filed 
                      as one application in accordance with the provision of Article 31, 
                      paragraph one, of the Patent Law shall be technically inter-related and 
                      contain one or more same or corresponding special technical features. The 
                      expression "special technical features" shall mean those technical 
                      features that define a contribution which each of those inventions, 
                      considered as a whole, makes over the prior art. 
                           The claims in one 
                      application for a patent for two or more inventions which are in 
                      conformity with the provisions of the preceding paragraph may be any of 
                      the following: 
                           (1) independent claims of the same category for two 
                      or more products or processes which cannot be included in one 
                      claim; 
                           (2) an independent claim for a product and an independent 
                      claim for a process specially adapted for the manufacture of the 
                      product; 
                           (3) an independent claim for a product and an independent 
                      claim for a use of the product; 
                           (4) an independent claim for a 
                      product, an independent claim for a process specially adapted for the 
                      manufacture of the product, and an independent claim for a use of the 
                      product; 
                           (5) an independent claim for a product, an independent 
                      claim for a process specially adapted for the manufacture of the product, 
                      an independent claim for an apparatus specially designed for carrying out 
                      the process; 
                           (6) an independent claim for a process and an 
                      independent claim for an apparatus specially designed for carrying out the 
                      process. 
                           The claims in one application for a patent for two or 
                      more utility models which are in conformity with the provisions of the 
                      first paragraph may be independent claims for two or more products which 
                      cannot be included in one claim. 
                       
                           Rule 36. The 
                      expression "the same class" mentioned in Article 31, paragraph two of the 
                      Patent Law means that the products incorporating the designs belong to the 
                      same subclass in the classification of products for designs. The 
                      expression "be sold or used in sets" means that the products incorporating 
                      the designs have the same designing concept and are customarily sold or 
                      used at the same time. 
                           Where two or more designs are filed as one 
                      application in accordance with the provisions of Article 31, paragraph 
                      two, of the Patent Law, they shall be numbered consecutively and the 
                      numbers shall be placed in front of the titles of the view of the product 
                      incorporating the design. 
                       
                           Rule 37. When withdrawing an 
                      application for a patent, the applicant shall submit to the Patent Office 
                      a declaration stating the title of the invention-creation, the filing 
                      number and the date of filing. 
                           Where a declaration to withdraw an 
                      application for a patent is submitted after the printing preparation has 
                      been done by the Patent Office for publication of the application 
                      documents, the application shall be published as scheduled. 
                    CHAPTER III 
                      EXAMINATION 
                      AND APPROVAL OF APPLICATlON FOR PATENT
                            Rule 38. In any of the following situations, any 
                        person who makes examination or hears a case in the procedures of 
                        preliminary examination, examination as to substance, reexamination, 
                        revocation and invalidation shall, on his own initiative or upon the 
                        request of the parties concerned or any other interested person, be 
                        excluded from exercising his function: 
                             (1) where he is a close 
                        relative of the party concerned or his agent; 
                             (2) where he has an 
                        interest in the application for patent or the patent right; 
                             (3) 
                        where he has such other kinds of relations with the party concerned or his 
                        agent that might influence impartial examination and hearing. 
                        Where a 
                        member of the Patent Reexamination Board has taken part in the examination 
                        of the application, the provisions of the preceding paragraph shall 
                        apply. 
                             The exclusion of persons making examination and hearing 
                        cases shall be decided by the Patent Office. 
                         
                             Rule 39. Upon the receipt of an application for a patent for invention or 
                        utility model consisting of a request, a description (a drawing being 
                        indispensable for utility model) and one or more claims, or an application 
                        for a patent for design consisting of a request and one or more drawings 
                        or photographs showing the design, the Patent Office shall accord the date 
                        of filing and a filing number and notify the applicant. 
                         
                             Rule 40. In any of the following situations, the Patent Office 
                        shall declare the application unacceptable and notify the applicant 
                        accordingly: 
                             (1) where the application for a patent for invention 
                        or utility model does not contain a request, a description (the 
                        description of utility model does not contain drawings) or claims, or the 
                        application for a patent for design does not contain a request, drawings 
                        or photographs; 
                             (2) where the application is not written in 
                        Chinese; 
                             (3) where the application is not in conformity with the 
                        provisions of Rule 94, paragraph one, of these Implementing 
                        Regulations; 
                             (4) where the request does not contain the name and 
                        address of the applicant; 
                             (5) where the application is obviously 
                        not in conformity with the provisions of Article18, or Article 19, 
                        paragraph one, of the Patent Law; 
                             (6) where the kind of protection 
                        (patent for invention. utility model or design )of the application for a 
                        patent is not clear and definite or cannot be discerned. 
                         
                             Rule 41. Where the description mentions that it contains 
                        "explanatory notes to the drawings" but the drawings or part of them are 
                        missing, the applicant shall, within the time limit specified by the 
                        Patent Office, either furnish the drawings or make a declaration for the 
                        deletion of the " explanatory notes to the drawings". If the drawings are 
                        submitted later.the date of their delivering at, or mailing to, the Patent 
                        Office shall be the date of filing of the application; if the mention of " 
                        explanatory notes to the drawings" is to be deleted, the initial date of 
                        filing shall be the date of filing of the application. 
                             Rule 42. Where an application for a patent contains two or more inventions. 
                        utility models or designs, the applicant may, at any time before the 
                        Patent Office sends out the notification to grant the patent right, submit 
                        to the Patent Office a divisional application. 
                             If the Patent 
                        Office finds that an application for a patent is not in conformity with 
                        the provisions of Article 31 of the Patent Law and Rule 35 of these 
                        Implementing Regulations, it shall invite the applicant to amend the 
                        application within the specified time limit; if the applicant does not 
                        make any response within the time limit, the application shall be deemed 
                        to have been withdrawn. 
                             The divisional application may not change 
                        the kind of protection of the initial application. 
                         
                             Rule 43. A divisional application filed in accordance with Rule 42 of these 
                        Implementing Regulations may enjoy the date of filing and, if priority is 
                        validly claimed, the priority date of the initial application, provided 
                        that the divisional application does not go beyond the scope of disclosure 
                        contained in the initial applications. 
                             The divisional application 
                        shall be subject to the procedures in accordance with the provisions of 
                        the Patent Law and these Implementing Regulations. 
                             The filing 
                        number and the date of filing of the initial application shall be 
                        indicated in the request of a divisional application. When submitting the 
                        divisional application, the applicant shall submit a copy of the initial 
                        application document; if priority is claimed for the initial application, 
                        the applicant shall submit a copy of the priority document of the initial 
                        application as well. 
                         
                             Rule 44.  "Preliminary 
                        examination" mentioned in Articles 34 and 40 of the Patent Law means 
                        examining an application for a patent to see whether or not it contains 
                        the documents as provided for in Articles 26 or 27 of the Patent Law and 
                        other necessary documents, and whether or not those documents are in the 
                        prescribed form; such examination shall also include the 
                        following: 
                             (1) whether or not an application for a patent for 
                        invention obviously falls under Articles 5 or 25 of the Patent Law, or is 
                        obviously not in conformity with the provisions of Article 18 or Article 
                        19, paragraph one, or is obviously not in conformity with the provisions 
                        of Article 31, paragraph one, or Article 33 of the Patent Law, or Rule 2, 
                        paragraph one. of these Implementing Regulations; 
                             (2) whether or 
                        not an application for a patent for utility model obviously falls under 
                        Articles 5 or 25 of the Patent Law, or is obviously not in conformity with 
                        the provisions of Article 18 or Article 19, paragraph one, or is obviously 
                        not in conformity with the provisions of Article 31, paragraph one, or 
                        Article 33 of the Patent Law, or Rule 2, paragraph two, or Rule 12, 
                        paragraph one, or Rules 18 to 23 of these Implementig Regulations, or 
                        cannot obtain a patent right according to the provisions of Article 9 of 
                        the Patent Law; 
                             (3) whether or not an application for a patent for 
                        design obviously falls under Article 5 of the Patent Law, or is obviously 
                        not in conformity with the provisions of Article 18 or Article 19, 
                        paragraph one, or is obviously not in conformity with the provisions of 
                        Article 31, paragraph tow, or Article 33 of the Patent Law, or Rule 2, 
                        paragraph three, or Rule 12, paragraph one, of these Implementing 
                        Regulations, or cannot obtain a patent right according to the provisions 
                        of Article 9 of the Patent Law. 
                             The Patent Office shall 
                        communicate its observations after examination of the application to the 
                        applicant and invite him or it to submit his or its observations or to 
                        correct his or its application within the time limit. If the applicant 
                        makes no response within the time limit, the application shall be deemed 
                        to have been withdrawn. Where, after the applicant has made the 
                        observations or the corrections, the Patent Office still finds that the 
                        application is not in conformity with the provisions of the Articles and 
                        the Rules cited in the relevant preceding sub-paragraph, the application 
                        shall be rejected. 
                         
                             Rule 45. In any of the following 
                        situations, any document relating to a patent application, not including 
                        the patent application, which is submitted to the Patent Office, shall be 
                        deemed not to have been submitted: 
                             (1) where the document is not 
                        presented in the prescribed form or the indications therein are not in 
                        conformity with the prescriptions; 
                             (2) where no supporting 
                        document is submitted as prescribed. 
                             The applicant shall be 
                        notified that the document is deemed not to have been 
                        submitted. 
                         
                             Rule 46.  Where the applicant requests 
                        an earlier publication of its or his application for a patent for 
                        invention, a declaration shall be made to the Patent Office. The Patent 
                        Office shall, after preliminary examination of the application and, unless 
                        it is to be rejected, publish it immediately. 
                         
                             Rule 
                          47.  The applicant shall, when indicating in accordance with 
                        Article 27 of the Patent Law the product incorporating the design and the 
                        class to which that product belongs, refer to the classification of 
                        products for designs published by the Patent Office. Where no indication, 
                        or an incorrect indication, of the class to which the product 
                        incorporating the design belongs is made, the Patent Office shall supply 
                        the indication or correct it. 
                         
                             Rule 48. Any person may, 
                        from the date of publication of an application for a patent for invention 
                        till the date of announcing the grant of the patent right, submit to the 
                        Patent Office observations, with the reasons therefor, on the application 
                        which is not in conformity with the provisions of the Patent 
                        Law. 
                         
                             Rule 49.     Where the applicant for a patent for 
                        invention cannot furnish, for justified reasons, the documents concerning 
                        any search or the results of any examination under Article 36 of the 
                        Patent Law, it or he shall make a statement to that effect and submit them 
                        when the said documents are available. 
                         
                             Rule 50. The 
                        Patent Office shall, when proceeding on its own initiative to examine an 
                        application for a patent for invention in accordance with the provisions 
                        of Article 35, paragraph two, of the Patent Law, notify the applicant 
                        accordingly. 
                         
                             Rule 51. When a request for examination as 
                        to substance is made, or when a response is made in regard to the first 
                        communication of the observations of the Patent Office after examination 
                        as to substance, the applicant may amend the application for a patent for 
                        invention on its or his own initiative. 
                             Within three months from 
                        the date of filing, the applicant for a patent for utility model or design 
                        may amend the application for a patent for utility model or design on its 
                        or his own initiative. 
                         
                             Rule 52. When an amendment to 
                        the description or the claims in an application for a patent for invention 
                        or utility model is made, a replacement sheet in prescribed form shall be 
                        submitted, unless the amendment concerns only the alteration, insertion or 
                        deletion of a few words. Where an amendment to the drawings or photographs 
                        of an application for a patent for design is made, a replacement sheet in 
                        prescribed form shall be submitted. 
                         
                             Rule 53. According 
                        to the provisions of the Patent Law and these Implementing Regulations, 
                        the situations where after examination as to substance an application for 
                        patent for invention shall be rejected by the Patent Office shall comprise 
                        the following: 
                             (1) where the application does not comply with the 
                        provisions of Rule 2, paragraph one, of these Implementing 
                        Regulations; 
                             (2) where the application falls under the provisions 
                        of Articles 5 or 25 of the Patent Law; or it does not comply with the 
                        provisions of Article 22 of the Patent Law and Rule 12, paragraph one, of 
                        these Implementing Regulations, or the applicant cannot obtain a patent 
                        right according to the provisions of Article 9 of the Patent Law; 
                             
                        (3) where the application does not comply with the provisions of Article 
                        26, paragraphs three or four, or Article 31, paragraph one, of the Patent 
                        Law; 
                             (4) where the amendment to the application or the divisional 
                        application goes beyond the scope of disclosure contained in the initial 
                        description and the claims. 
                         
                             Rule 54.  After the 
                        Patent Office issues the notification to grant the patent right, the 
                        applicant shall go through the formalities of registration within two 
                        months from the date of receipt of the notification. If the applicant goes 
                        through the formalities of registration within the said time limit, the 
                        Patent Office shall grant the patent right, issue the patent certificate, 
                        and announce it. The patent right shall come into force upon the date of 
                        issue of the patent certificate. 
                             If the time limit for going 
                        through the formalities of registration is not met, the applicant shall be 
                        deemed to have abandoned its or his right to obtain the patent 
                        right. 
                         
                             Rule 55. The grounds on which a revocation may 
                        be requested under Article 41 of the Patent Law of a patent right, which 
                        is announced and granted by the Patent Office, shall comprise the 
                        following: 
                             (l)where the invention or utility model for which the 
                        patent right is granted does not comply with the provisions of Article 22 
                        of the Patent Law ; 
                             (2)where the design for which the patent right 
                        is granted does not comply with the provisions of Article 23 of the Patent 
                        Law . 
                         
                             Rule 56.  Anyone requesting revocation of a 
                        patent right in accordance with the provisions of Article 41 of the Patent 
                        Law shall submit to the Patent Office a request and the relevant documents 
                        in two copies, stating the facts and reasons on which the request is 
                        based. 
                             The person requesting revocation may withdraw his request 
                        before the Patent Office makes a decision on it . 
                         
                             Rule 57. After the receipt of the request for revocation of the patent right, 
                        the Patent Office shall make an examination of it. Where the request does 
                        not conform to the prescribed requirements, the Patent Office shall notify 
                        the person making the request to rectify it within the specified time 
                        limit. If the time limit for making rectification is not met, the request 
                        for revocation shall be deemed not to have been filed. 
                             Where, in 
                        the request for revocation of the patent right, no facts and reasons have 
                        been given to support the request or the reasons given do not conform to 
                        the provisions of Rule 55 of these Implementing Regulations, the request 
                        shall be declared to be unacceptable. 
                             The Patent Office shall send 
                        a copy of the request for revocation of the patent right and copies of the 
                        relevant documents to the patentee and invite it or him to present its or 
                        his observations within a specified time limit. The patentee may amend its 
                        or his patent specification, but may not broaden the scope of patent 
                        protection. If no response is made within the time limit, the examination 
                        procedure of the Patent Office will not be affected. 
                         
                             Rule 
                          58. The Patent Reexamination Board shall consist of experienced 
                        technical and legal experts designated by the Patent Office. The Director 
                        General of the Patent Office shall be the Director of the 
                        Board. 
                         
                             Rule 59.  Where the applicant requests the 
                        Patent Reexamination Board to make a reexamination in accordance with the 
                        provisions of Article 43, paragraph one, of the Patent Law, it or he shall 
                        file a request for reexamination and state the reasons therefor, together 
                        with the relevant supporting documents. The request and the supporting 
                        documents shall be in two copies. 
                             The applicant or the patentee 
                        may amend its or his application, which has been rejected, or its or his 
                        patent specification, which has been revoked, at the time when it or he 
                        requests reexamination, but the amendments shall be limited only to the 
                        part to which the decision of rejection of the application or the decision 
                        of revocation of the patent right relates. 
                         
                             Rule 
                          60.  Where the request for reexamination does not comply with the 
                        prescribed form, the person making the request shall rectify it within the 
                        time limit fixed by the Patent Reexamination Board. If the time limit for 
                        making rectification is not met, the request for reexamination shall be 
                        deemed not to have been filed. 
                         
                             Rule 61. The Patent 
                        Reexamination Board shall send the request for reexamination which the 
                        Board has received to the examination department which has made the 
                        examination to make an examination. Where the examination department 
                        agrees to revoke its former decision upon the request of the person 
                        requesting reexamination, the Patent Reexamination Board shall make a 
                        decision accordingly and notify that person. 
                         
                             Rule 
                          62.  Where the Patent Reexamination Board finds after 
                        reexamination that the request does not comply with the provisions of the 
                        Patent Law, it shall invite the person requesting reexamination to submit 
                        his observations within the specified time limit. If the time limit for 
                        making response is not met, the request for reexamination shall be deemed 
                        to have been withdrawn. 
                         
                             Rule 63.  At any time 
                        before the Patent Reexamination Board makes its decision on the request 
                        for reexamination, the person making the request may withdraw his request 
                        for reexamination. 
                         
                             Rule 64. The Patent Office may amend 
                        the obvious mistakes which it finds in the title of the 
                        invention-creation, the abstract or the request of the application, and 
                        notify the applicant. 
                             The Patent Office shall correct promptly the 
                        mistakes in the Patent Gazettes and documents issued by it once they are 
                        discovered. 
                      
                    CHAPTER IV 
                      INVALIDATOR OF 
                      PATENT RIGHT 
                     
                           Rule 65. Anyone requesting invalidation or 
                      part invalidation of a patent right according to the provisions of Article 
                      48 of the Patent Law shall submit the request and the relevant documents 
                      in two copies, stating the facts and reasons on which the request is 
                      based, to the Patent Reexamination Board. 
                           The person requesting 
                      invalidation may withdraw his request before the Patent Reexamination 
                      Board makes a decision on it. 
                       
                           Rule 66. Where the 
                      request for invalidation of the patent right does not comply with the 
                      prescribed form, the person making the request shall rectify it within the 
                      time limit fixed by the Patent Reexamination Board. If the rectification 
                      fails to be made within the time limit, the request for invalidation shall 
                      be deemed not to have been filed. 
                           The grounds on which the request 
                      for invalidation may be based shall comprise that the invention- creation 
                      for which the patent right is granted does not comply with the provisions 
                      of Articles 22 or 23, Article 26, paragraphs three or four, or Article 33 
                      of the Patent Law, or Rule 2, or Rule 12, paragraph one of these 
                      Implementing Regulations; or it falls under the provisions of Articles 5 
                      or 25 of the Patent Law; or the person to whom the patent was granted 
                      cannot obtain a patent right according to the provisions of Article 9 of 
                      the Patent Law. 
                           Where, in the request for invalidation, no facts 
                      and reasons have been given to support the request or the reasons given do 
                      not conform to the provisions of the preceding paragraph, or where 
                      invalidation is requested after the request for revocation is made but no 
                      decision on that request has yet been rendered, or where, after decision 
                      on any request for revocation or invalidation of the patent right was 
                      made,invalidation based on the same facts and reasons is requested again, 
                      the request shall be declared to be unacceptable by the Patent 
                      Reexamination Board. 
                       
                           Rule 67. The Patent Reexamination 
                      Board shall send a copy of the request for invalidation of the patent 
                      right and copies of the relevant documents to the patentee and invite it 
                      or him to present its or his observations within a specified time limit. 
                      The patentee may amend its or his patent specification, but may not 
                      broaden the scope of patent protection. Where no response is made within 
                      the time limit, the hearing procedure of the Patent Reexamination Board 
                      will not be affected. 
                      
                    CHAPTER V 
                      COMPULSORY LICENSE 
                      FOR EXPLOITATION 
                      OF PATENT 
                     
                           Rule 68. After the expiration of three years 
                      from the grant of the patent right, any entity may, in accordance with the 
                      provisions of Article 51 of the Patent Law, request the Patent Office to 
                      grant a compulsory license. 
                           Any entity or individual requesting a 
                      compulsory license shall submit to the Patent Office a request for 
                      compulsory license and state the reasons therefor, together with relevant 
                      supporting documents. The request and supporting documents shall be in two 
                      copies respectively. 
                           The Patent Office shall send a copy of the 
                      request for compulsory license to the patentee. He or it shall make his or 
                      its observations within the time limit specified by the Patent Office. 
                      Where no response is made within the time limit, the Patent Office will 
                      not be affected in making a decision to grant a compulsory 
                      license. 
                           Where a national emergency or any extraordinary state of 
                      affairs occurs, or in cases of public non- commercial use, the Patent 
                      Office may grant a compulsory license. 
                           The decision of the Patent 
                      Office granting a compulsory license for exploitation shall limit the 
                      scope and duration of the exploitation on the basis of the reasons 
                      justifying the grant, and provide that the exploitation shall be 
                      predominately for the supply of the domestic market. 
                           The decision 
                      of the Patent Office granting a compulsory license shall be notified to 
                      the patentee as soon as reasonably practicable, and shall be registered 
                      and announced by the Patent Office.If and when the circumstances which led 
                      to such compulsory license cease to exist and are unlikely to recur, the 
                      Patent Office may, upon the request of the patentee, review the continued 
                      existence of these circumstances, and terminate the compulsory 
                      license. 
                       
                           Rule 69. Any part requesting, in accordance 
                      with the provisions of Article 57 of the Patent Law, the Patent Office to 
                      adjudicate the fees for exploitation, shall submit a request for 
                      adjudication and furnish documents showing that the parties have not been 
                      able to conclude an agreement in respect of the amount of the fees. The 
                      Patent Office shall make an adjudication within three months form the date 
                      of receipt of the request and notify the parties accordingly. 
                      
                    CHAPTER VI 
                      REWARDS TO INVENTOR 
                      OR CREATOR OF 
                      SERVICE INVENTION-CREATION 
                     
                           Rule 70. "Rewards" mentioned in Article 16 
                      of the Patent Law includes money prizes and remunerations which are to be 
                      awarded to inventors and creators . 
                       
                           Rule 71.  Any 
                      entity holding a patent right shall, after the grant of the patent right, 
                      award to inventors or creators of a service invention-creation a sum of 
                      money as prize. The sum of money prize for a patent for invention shall 
                      not be less than 200 yuan; the sum of money prize for a patent for utility 
                      model or design shall not be less than 50 yuan. 
                           Where an 
                      invention-creation was made on the basis of an inventor's or creator's 
                      proposal adopted by the entity to which he belongs, after the grant of the 
                      patent right, the entity holding it shall award to him a money prize 
                      liberally. 
                           Any enterprise holding the patent right may include the 
                      said money prize paid to such inventors or creators into its production 
                      cost; any institution holding the patent right may disburse the said money 
                      prize out of its operating expenses. 
                       
                           Rule 72.  Any 
                      entity holding a patent right shall, after exploiting the patent for 
                      invention-creation within the duration of the patent right, draw each year 
                      from any increase in profits after taxation a percentage of 0.5%-2% due to 
                      the exploitation of the invention or the utility model, or a percentage of 
                      0.05%-0.2% due to the exploitation of the design, and award it to the 
                      inventor or creator as remuneration. The entity shall, otherwise, by 
                      making reference to the said percentage, award a lump sum of money to the 
                      inventor or creator as remuneration. 
                       
                           Rule 73.  Where any entity holding a patent right for invention-creation authorizes 
                      other entities or individuals to exploit its or his patent, it shall, 
                      after taxation, draw a percentage of 5%-10% from the fees for exploitation 
                      it received and award it to the inventor or creator as 
                      remuneration. 
                       
                           Rule 74.  The remuneration provided 
                      for in these Implementing Regulations shall be disbursed out of the 
                      profits derived from the making of patented products or the use of 
                      patented process and out of the fees obtained for the exploitation of the 
                      patents. The remuneration shall not be included in the amount of the 
                      normal bonuses of the entity, nor subject to the bonus tax. But the 
                      inventor or creator shall pay tax for his income. 
                       
                           Rule 
                        75.  The Chinese entities under collective ownership and other 
                      enterprises may award to the inventor or creator money prize and 
                      remuneration by making reference to the provisions in this chapter. 
                      
                    CHAPTER VII 
                      ADMINISTRATIVE 
                      AUTHORITY FOR 
                      PATENT AFFAIRS 
                     
                           Rule 76. "The administrative authority for 
                      patent affairs" mentioned in the Patent Law and these Implementing 
                      Regulations refers to the administrative authorities for patent affairs 
                      set up by the competent departments concerned of the State Council and the 
                      people's governments in the localities. 
                       
                           Rule 77.  Where, after the publication of an application for a patent for invention 
                      and before the grant of the patent right, any entity or individual has 
                      exploited the invention without paying appropriate fees, the patentee may, 
                      after the grant of the patent right, request the administrative authority 
                      for patent affairs to handle the matter, or may directly institute legal 
                      proceedings in the people's court. The administrative authority handling 
                      the matter shall have the power to decide that the entity or individual 
                      shall pay appropriate fees within the specified time limit. Where any of 
                      the parties concerned is not satisfied with the decision of the said 
                      authority, it or he may institute legal proceedings in the people's 
                      court. 
                           Where any dispute arises between any inventor or creator, 
                      and the entity to which he belongs, as to whether an invention-creation is 
                      a service invention -creation, or whether an application for a patent is 
                      to be filed in respect of a service invention-creation, or where the 
                      entity owning or holding the patent right has not according to law awarded 
                      a reward or paid remuneration to the inventor or creator of service 
                      invention-creation, the inventor or creator may request the competent 
                      department at the higher level or the administrative authority for patent 
                      affairs of the region in which the entity is located to handle the 
                      matter. 
                           The prescription for requesting the administrative 
                      authority for patent affairs to handle patent disputes is two years 
                      counted from the date on which the patentee or any interested party 
                      obtains or should have obtained knowledge of the relevant 
                      fact. 
                       
                           Rule 78.  Pursuant to the provisions of 
                      Article 63, paragraph two, of the Patent Law, where any person passes any 
                      unpainted product off as patented product or passes any unpatented process 
                      off as patented process, the administrative authority for patent affairs 
                      may, according to the circumstances, order such person to stop the passing 
                      off, to eliminate its ill effects and, in addition, to pay a fine of 1000 
                      yuan to 50000 yuan or a fine from 100%, to 300% of the amount of his 
                      illegal income. 
                       
                           Rule 79. Where parties to any 
                      transdepartmental or transregional infringement dispute request the 
                      administrative authority for patent affairs to handle the matter, the said 
                      dispute shall be handled by the administrative authority for patent 
                      affairs of the region in which the infringement has taken place, or by the 
                      administrative authority for patent affairs of the higher competent 
                      department of the infringing entity. 
                      
                    CHAPTER VIII 
                      PATENT REGISTER 
                      AND PATENT GAZETTE 
                     
                           Rule 80. The Patent Office shall maintain a 
                      Patent Register in which shall be recorded the following matters relating 
                      to any patent right: 
                           (1) any grant of the patent right; 
                           
                      (2) any assignment and succession of the patent right; 
                           (3) any 
                      revocation and invalidation of the patent right; 
                           (4) any cessation 
                      of the patent right ; 
                           (5) any restoration of the patent 
                      right; 
                           (6) any compulsory license for exploitation of the 
                      patent; 
                           (7) any changes in the name, the nationality and the 
                      address of the patentee. 
                       
                           Rule 81. The Patent Office 
                      shall publish the Patent Gazette at regular intervals, publishing or 
                      announcing the following: 
                           (1) the bibliographic data contained in 
                      patent applications; 
                           (2) the abstract of the description of an 
                      invention or utility model, the drawings or photographs of a design and 
                      its brief explanation; 
                           (3) any request for examination as to 
                      substance of an application for a patent for invention and any decision 
                      made by the Patent Office to proceed on its own initiative to examine as 
                      to substance an application for a patent for invention; 
                           (4) any 
                      declassification of secret patents; 
                           (5) any rejection, withdrawal 
                      and being deemed withdrawal of an application for a patent for invention 
                      after its publication; 
                           (6) any assignment and succession of an 
                      application for a patent for invention after its publication; 
                           (7) 
                      any grant of the patent right; 
                           (8) any revocation and invalidation 
                      of the patent right; 
                           (9) any cessation of the patent 
                      right; 
                           (10) any assignment and succession of the patent 
                      right; 
                           (11) any grant of compulsory license for exploitation of 
                      the patent; 
                           (12) any restoration of a patent application or patent 
                      right; 
                           (13) any change in the name or address of the 
                      patentee; 
                           (14) any notification to the applicant whose address is 
                      not known; 
                           (15) any other related matters. 
                      The description, its 
                      drawings and the claims of an application for a patent for invention or 
                      utility model shall be published in pamphlet form. 
                      
                    CHAPTER IX 
                      FEES 
                     
                           Rule 82. When any person files an 
                      application for a patent with, or has other formalities to perform in, the 
                      Patent Office, he or it shall at the same time pay the following 
                      fees; 
                           (1) filing fee and maintenance fee of an 
                      application; 
                           (2) examination fee and reexamination fee; 
                           
                      (3) annual fee; 
                           (4) fee for a change in the bibliographic data, 
                      fee for claiming priority, fee for a request for restoration of rights, 
                      fee for a request for revocation, fee for a request for invlidation, fee 
                      for a request for compulsory license, fee for a request for adjudication 
                      on exploitation fee of a compulsory license, fee for patent registration, 
                      and additional fees as prescribed. 
                           The amount of the fees 
                      mentioned in the preceding paragraph shall be prescribed separately by the 
                      Patent Office in conjunction with the competent departments concerned of 
                      the State Council. 
                       
                           Rule 83. The fees provided for in 
                      the Patent Law and in these Implementing Regulations may be paid directly 
                      to the Patent Office or paid by way of bank or postal remittance, but not 
                      by telegraphic remittance. 
                           Where fees are paid by way of bank or 
                      postal remittance, the applicant or the patentee shall indicate on the 
                      money order the filing number or the patent number, the name of the 
                      applicant or the patentee, the purpose of the payment and the title of the 
                      invention-creation. 
                           Where fees are paid by way of bank or postal 
                      remittance, the date on which the transfer of such fee is ordered shall be 
                      the date of payment. Where the time between such a date and the date of 
                      receipt of the order at the Patent Office lasts more than fifteen days, 
                      unless the date of remittance is proved by the bank or the post office, 
                      the date of receipt at the Patent Office shall be the date of 
                      payment. 
                           The payment which is not made in accordance with the 
                      provisions of the second paragraph of this Rule shall be deemed not to 
                      have been made. 
                           Where any patent fee is paid more than as 
                      prescribed, paid once again or wrongly paid, the person making the payment 
                      may claim a refund, but the request for such refund shall be made within 
                      one year from the date of payment. 
                       
                           Rule 84. The 
                      applicant shall, after receipt of the notification of acceptance of the 
                      application from the Patent Office, pay the filing fee at the latest 
                      within two months from the filing date. If the fee is not paid or not paid 
                      in full within the time limit, the application shall be deemed to have 
                      been withdraw. 
                           Where the applicant claims the right of priority, 
                      he or it shall pay the fee for claiming priority at the same time with the 
                      payment of the filing fee. If the fee is not paid or not paid in full 
                      within the time limit, the claim to the right of priority shall be deemed 
                      not to have been made. 
                       
                           Rule 85.  Where a request 
                      for an examination as to substance, a restoration of right, a 
                      reexamination or revocation of patent right is made, by the party 
                      concerned, the relevant fee shall be paid within the time limit as 
                      prescribed respectively for such requests by the Patent Law. If the fee is 
                      not paid or not paid in full within the time limit, the request is deemed 
                      not to have been made. 
                       
                           Rule 86. Where the applicant for 
                      a patent for invention has not been granted a patent right within two 
                      years from the date of filing, it or he shall pay a fee for the 
                      maintenance of the application from the third year. The first maintenance 
                      fee shall be paid within the first month of the third year. The subsequent 
                      maintenance fees shall be paid in advance within the month before the 
                      expiration of the preceding year. 
                       
                           Rule 87.  When 
                      the applicant goes through the formalities of patent registration, it or 
                      he shall pay a fee for patent registration, and the annual fee of the year 
                      in which the patent right was granted. Where the maintenance fee of the 
                      application of the year in which the patent right was granted has been 
                      paid, the annual fee of that year shall not be paid. If such fees are not 
                      paid in the prescribed time limit, the patent registration shall be deemed 
                      not to have been made. The subsequent annual fees shall be paid in advance 
                      within the month before the expiration of the preceding year. 
                       
                           Rule 88.  Where the maintenance fee of the application or the 
                      annual fee of the years after the year in which the patent was granted is 
                      not paid in due time by the applicant or the patentee, or the fees are not 
                      paid in full, the Patent Office shall notify the applicant or the patentee 
                      to pay the fee or to make up the insufficiency within six months from the 
                      expiration of the time limit within which the maintenance fee or the 
                      annual fee was to be paid, and at the same time pay a surcharge which 
                      amounts to 25% that of the maintenance fee or the annual fee. Where the 
                      fees are not paid within the time limit, the application shall be deemed 
                      to have been withdrawn or the patent right shall be deemed lapsed from the 
                      expiration of the time limit within which the maintenance fee or the 
                      annual fee should be paid. 
                       
                           Rule 89. The fee for a 
                      change in the bibliographic data, fee for a request for compulsory 
                      license, fee for a request for adjudication on exploitation fee of a 
                      compulsory license and fee for a request for .invalidation shall be paid 
                      as prescribed within one month from the date on which such request is 
                      filed. If the fee is not paid or not paid in full within the time limit, 
                      the request shall be deemed not to have been made. 
                       
                           Rule 
                        90.  Where any person filing an application for a patent or 
                      having other formalities to go through, has difficulties in paying the 
                      various fees prescribed by Rule 82 or these Implementing Regulations, that 
                      person may, according to prescriptions, submit a request to the Patent 
                      Office, asking for a reduction or postponement of the payment. The 
                      conditions for the reduction and postponement of the payment shall be 
                      prescribed by the Patent Office. 
                      
                    CHAPTER X 
                      SUPPLEMENTARY 
                      PROVISIONS 
                     
                           Rule 91. Any person may, after approval by 
                      the Patent Office, inspect or copy the files of the published or announced 
                      patent applications and the Patent Register. Any person may request the 
                      Patent Office to issue a copy of extracts from the Patent 
                      Register. 
                           The files of patent applications which have been 
                      withdrawn or deemed to have been withdrawn or which have been rejected, 
                      shall not be preserved after expiration of two years from the date on 
                      which they cease to be valid. 
                           Where the patent right ceases or has 
                      been revoked, abandoned or invalidated, the files shall not be preserved 
                      after expiration of three years from the date on which the patent light 
                      ceases to be valid. 
                       
                           Rule 92. Any patent application 
                      which is filed with, and any formalities which are performed in the Patent 
                      Office, shall be made in the prescribed form of the Patent Office and 
                      signed or sealed by the applicant, the patentee, any other interested 
                      person or his or its representative. Where any patent agency is appointed, 
                      it shall be sealed by such agency. 
                           Where a change of the name of 
                      the inventor, the name, nationality and address of the applicant or the 
                      patentee, or the name of the patent agency and patent agent is requested, 
                      a request for a change in the bibliographic data shall be made to the 
                      Patent Office, together with the relevant supporting 
                      documents. 
                       
                           Rule 93.  The documents relating to a 
                      patent application or patent right which are mailed to the Patent Office 
                      shall be mailed by registered letter, not by parcel. 
                           When any 
                      document (not including any patent application filed for the first time) 
                      is submitted to and any formalities are performed in the Patent Office, 
                      the filing number or the patent number, the title of the 
                      invention-creation and the name of the applicant or the patentee shall be 
                      indicated. 
                           Only documents relating to the same application shall 
                      be included in one letter. 
                       
                           Rule 94.  Any sheets 
                      constituting an application for patent shall be typed or printed. All the 
                      characters shall be in black ink, neat and clear. They shall be free: from 
                      any alterations. Drawings shall be made in black ink with the aid of 
                      drafting instruments. The lines shall be uniformly thick and well-defined, 
                      and free from alterations. 
                           The request, description, claim, 
                      drawings and abstract shall be numbered separately in Arabic numerals and 
                      arranged in numerical order. 
                           The written language shall run from 
                      left to right. Only one side of each sheet shall be used. 
                       
                           Rule 95. The Patent office shall be responsible for interpreting 
                      these Implementing Regulations. 
                       
                           Rule 96.  These 
                      Implementing Regulations shall enter into force an January 1, 1993. 
                     
                           The applications for patent filed before the entry 
                      into force on these Implementing Regulations and the patent rights granted 
                      on the basis of the said applications shall continue to be governed by the 
                      provisions of the Patent Law before they were amended by the Decision 
                      Regarding the Revision of the Patent Law of the People's Republic of 
                      China, adopted at the 27th Session of the Standing Committee of the 
                      Seventh National People's Congress on September 4, 1992 and the relevant 
                      provisions of the Implementing Regulations of the Patent Law of the 
                      People's Republic of China, approved by the State Council on January 19. 
                      1985 and promulgated by the Patent Office on the same day. However. the 
                      procedures provided by the amended Articles 39 to 44 and the amended 
                      Article 48 of the Patent Law concerning the approval of applications for 
                      patent, and the revocation and invalidation of the patent right and the 
                      relevant provisions of these Implementing Regulations shall apply to the 
                      said applications which, before the entry into force of these Implementing 
                      Regulations, are not announced according to the provisions of articles 39 
                      and 40 of the Patent Law before they were amended. 
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